Important Legal Information
- Important Legal Information
The information provided on this site or in any communication containing a link to this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Davidson or its affiliates to any registration requirement within such jurisdiction or country. Neither the information, nor any opinion contained in this site constitutes a solicitation or offer by Davidson or its affiliates to buy or sell any securities, options or other financial instruments or provide any investment advice or service.
* Equity Capital Markets is included under D.A. Davidson & Co.
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This Site will collect personal information that you voluntarily provide, such as your name, address, telephone number or e-mail address. We will not know who you are unless you tell us.
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The Securities and Exchange Commission's ("SEC") Rule 605 (formerly 11Ac1-5), requires market centers to publicly disclose, on a monthly basis, order execution quality. These measures include, but are not
limited to, how market orders of various sizes are executed relative to the public quotes and information about the spreads paid by investors. In accordance with Rule 605, Davidson's execution
reports are available for public review by clicking here.
The SEC's Rule 606 (formerly 11Ac1-6), requires all brokerage firms to make publicly available quarterly reports on their order routing practices. In accordance with Rule 606, Davidson's order routing statistics are available for review by clicking here.
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Davidson reserves the right to monitor electronic communications (subject to and in accordance with local laws).
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The information provided on these pages is subject to change.