Securities services for companies and executives.
Our Corporate Services Group provides a comprehensive list of corporate and private client services to companies and corporate executives looking for experience, product knowledge and unmatched customer service.
Through highly personalized and responsive service, we guide our clients through the full range of regulatory compliance and economic issues they need to consider.
Our Corporate Services Group handles a variety of services including:
- Davidson is among the top market makers in the majority of the securities in which we make markets.
LEARN MORE ABOUT OUR MARKET MAKING LIST
- Institutional traders facilitate block orders with the world's leading mutual and pension fund managers, as well as regional money managers.
- Comprehensive knowledge of the rules and regulations ensures strict compliance with all securities regulations regarding corporate stock repurchase activity.
- We are committed to providing the highest quality of execution and competitive execution costs.
- All transactions are treated with confidentiality and discretion.
- We offer execution-only services with negotiated commission rates.
- We accommodate each company's needs with individually designed cashless stock option exercise programs.
- We provide on-site seminars to educate employees regarding stock benefit plans.
- All employees receive exceptional, personalized customer service regarding their accounts and stock transactions.
- We coordinate all 144 paperwork so that it is filed in a timely manner and communicate insider transactions to the company for Form 4 filings.
- We assist in the removal of the restrictive legend and coordinate with the issuer and legal counsel to obtain the legal opinion.
- Consistent communication with corporate clients assists in ensuring all filings are completed in compliance with regulatory requirements , including Sarbanes-Oxley.
- We provide customized or standard trading plans to effect a diversification strategy for corporate executives.
- We structure 10b5-1 trading plans to achieve the financial goals of the executive.
- We provide assistance with all regulatory requirements and filings.
- We manage the highly organized process necessary to ensure that employees and other parties meet the necessary regulatory requirements to participate in initial public offerings and secondary stock offerings.
- We distribute the necessary prospectus, letter and account applications and ensure that shares are allocated according to issuer preferences.
- Competitive pricing on all fixed income securities
- Develop benchmarks for managing returns and strategies
- Investment policy design
- Portfolio reporting services
- Asset allocation guidelines
- Portfolio analysis
- Risk management analysis
- Total return analysis
- Education in all facets of fixed income investing
- Individualized portfolio management and diversified allocation of assets in accordance with customized risk/reward profiles.
- Investment options include a full spectrum of investment strategies and leading Wall Street money managers.
- The flexibility to transition an over-weighted portfolio to the model over time, while minimizing tax implications.
- Customized investment solutions and personal service, including meetings with portfolio managers.
- Comprehensive monthly reports including performance, account activity, and fees.
