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* Equity Capital Markets is included under D.A. Davidson & Co.
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The Securities and Exchange Commission's ("SEC") Rule 605 (formerly 11Ac1-5), requires market centers to publicly disclose, on a monthly basis, order execution quality. These measures include, but are not
limited to, how market orders of various sizes are executed relative to the public quotes and information about the spreads paid by investors. In accordance with Rule 605, Davidson's execution
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The SEC's Rule 606 (formerly 11Ac1-6), requires all brokerage firms to make publicly available quarterly reports on their order routing practices. In accordance with Rule 606, Davidson's order routing statistics are available for review by clicking here.
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